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FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
CRD 108998File 801-132258
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$141.9M
Bottom 25% of cohort (national)
Discretionary AUM
$137.9M
Non-discretionary $4.0M
Clients
208
400 accounts
Employees
5
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 31, 2025
- Principal office
- 10055 YAMATO ROAD, SUITE 103, BOCA RATON, FL, 33498-6102
- Phone
- 561-391-8188
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $141.9M
- Discretionary AUM
- $137.9M
- Non-discretionary AUM
- $4.0M
- Discretionary accounts
- 393
- Non-discretionary accounts
- 7
- Total accounts
- 400
- AUM per client
- $682K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $1.5M |
| Charitable organizations | Fewer than 5 | $853K |
| High net worth individuals | 49 | $91.2M |
| Pension and profit sharing plans | Fewer than 5 | $12.8M |
| Individuals (other than high net worth individuals) | 151 | $35.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 143 | 208 | increased by65 |
| Apr 1, 2026 | AUM | $115,310,077 | $141,926,313 | increased by$26,616,236 |
| Apr 1, 2026 | Accounts | 416 | 400 | decreased by16 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL TRUST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL TRUST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.