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CAPITAL ADVANTAGE, INC.
CRD 108985File 801-55896
APPROVED
Retail clients
Filing as of Aug 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.28B
Above cohort median (national)
Discretionary AUM
$1.28B
Clients
667
2,271 accounts
Employees
16
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 23, 1998
- Principal office
- 1855 OLYMPIC BLVD., STE 300, WALNUT CREEK, CA, 94596
- Phone
- 925-299-1500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.28B
- Discretionary AUM
- $1.28B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,271
- Non-discretionary accounts
- 0
- Total accounts
- 2,271
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.6M |
| Charitable organizations | Fewer than 5 | $1.6M |
| High net worth individuals | 352 | $1.07B |
| Individuals (other than high net worth individuals) | 309 | $199.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 683 | 667 | decreased by16 |
| Apr 1, 2026 | AUM | $1,111,637,065 | $1,276,570,885 | increased by$164,933,820 |
| Apr 1, 2026 | Accounts | 2,830 | 2,271 | decreased by559 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 14 | 16 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 14 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 614 | 683 | increased by69 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $981,065,395 | $1,111,637,065 | increased by$130,571,670 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,541 | 2,830 | increased by289 |
| Apr 1, 2022 | Employees | 14 | 13 | decreased by1 |
| Apr 1, 2022 | AUM | $891,590,122 | $981,065,395 | increased by$89,475,273 |
| Apr 1, 2022 | Accounts | 1,982 | 2,541 | increased by559 |
| Aug 1, 2021 | Employees | 12 | 14 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL ADVANTAGE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL ADVANTAGE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.