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BALDWIN INVESTMENT MANAGEMENT, LLC
CRD 108922File 801-56558
APPROVED
Retail clients
Custody
Filing as of Mar 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.30B
Above cohort median (national)
Discretionary AUM
$1.04B
Non-discretionary $258.6M
Clients
278
707 accounts
Employees
14
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- May 26, 1999
- Principal office
- 1001 CONSHOHOCKEN STATE ROAD, SUITE 1-202, WEST CONSHOHOCKEN, PA, 19428
- Phone
- 610-260-1555
- Website
- https://www.baldwinmgt.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.30B
- Discretionary AUM
- $1.04B
- Non-discretionary AUM
- $258.6M
- Discretionary accounts
- 318
- Non-discretionary accounts
- 389
- Total accounts
- 707
- AUM per client
- $4.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 10 | $95.5M |
| High net worth individuals | 157 | $1.12B |
| Pension and profit sharing plans | Fewer than 5 | $9.1M |
| Individuals (other than high net worth individuals) | 111 | $68.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 284 | 278 | decreased by6 |
| Apr 1, 2026 | Employees | 12 | 14 | increased by2 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 282 | 284 | increased by2 |
| Apr 1, 2026 | AUM | $1,234,272,924 | $1,295,038,694 | increased by$60,765,770 |
| Apr 1, 2026 | Accounts | 685 | 707 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 334 | 282 | decreased by52 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,142,281,528 | $1,234,272,924 | increased by$91,991,396 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,214 | 685 | decreased by529 |
| Apr 1, 2022 | Employees | 11 | 12 | increased by1 |
| Apr 1, 2022 | AUM | $1,005,794,805 | $1,142,281,528 | increased by$136,486,723 |
| Apr 1, 2022 | Accounts | 1,107 | 1,214 | increased by107 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BALDWIN INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BALDWIN INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.