PROFESSIONAL PLANNING GROUP

Legal name: NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

CRD 108868File 801-15330

APPROVED

Retail clients

Filing as of Mar 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.32B

Above cohort median (national)

Discretionary AUM

$1.25B

Non-discretionary $71.3M

Clients

1,292

2,395 accounts

Employees

Top 25% of cohort in RI

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Jul 18, 1980
Principal office: 9 GRANITE STREET, WESTERLY, RI, 02891
Phone: (401) 596-2800
Website: http://www.ppgadvisors.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.32B
Discretionary AUM: $1.25B
Non-discretionary AUM: $71.3M
Discretionary accounts: 2,159
Non-discretionary accounts: 236
Total accounts: 2,395
AUM per client: $1.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	11	$14.6M
High net worth individuals	378	$948.3M
Individuals (other than high net worth individuals)	903	$353.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.