NORTHEAST ADVISERS, INC.

Legal name: NORTHEAST ADVISERS INC

CRD 108835File 801-57720

APPROVED

Retail clients

Custody

Filing as of Mar 19, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$639.1M

Above cohort median (national)

Discretionary AUM

Non-discretionary $639.1M

Clients

376

376 accounts

Employees

Above cohort median in PA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: PLRO
Registration date: Jul 5, 2000
Principal office: 163 W. LANCASTER AVE, PAOLI, PA, 19301
Phone: 610-240-7955
Website: HTTP://WWW.NORTHEASTADVISERS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $639.1M
Discretionary AUM: $0
Non-discretionary AUM: $639.1M
Discretionary accounts: 0
Non-discretionary accounts: 376
Total accounts: 376
AUM per client: $1.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	1	$314K
Charitable organizations	2	$40.1M
High net worth individuals	105	$346.0M
Pension and profit sharing plans	40	$164.2M
Individuals (other than high net worth individuals)	228	$88.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.