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COLDSTREAM WEALTH MANAGEMENT
Legal name: COLDSTREAM CAPITAL MANAGEMENT INC
CRD 108805File 801-39379
APPROVED
Retail clients
Custody
Filing as of Aug 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$13.93B
Top 10% of cohort (national)
Discretionary AUM
$13.62B
Non-discretionary $301.5M
Clients
4,386
4,386 accounts
Employees
207
Top 10% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 23, 1991
- Principal office
- ONE - 100TH AVENUE NE, SUITE 102, BELLEVUE, WA, 98004
- Phone
- 425-283-1600
- Website
- HTTP://WWW.COLDSTREAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $13.93B
- Discretionary AUM
- $13.62B
- Non-discretionary AUM
- $301.5M
- Discretionary accounts
- 4,097
- Non-discretionary accounts
- 289
- Total accounts
- 4,386
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 131 | $1.09B |
| Charitable organizations | 39 | $588.5M |
| High net worth individuals | 2,393 | $11.33B |
| Pension and profit sharing plans | 17 | $133.1M |
| Individuals (other than high net worth individuals) | 1,806 | $775.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PROJECT BY PROJECT BASIS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 195 | 207 | increased by12 |
| Apr 1, 2026 | Clients | 4,519 | 4,386 | decreased by133 |
| Apr 1, 2026 | AUM | $12,438,532,202 | $13,925,235,705 | increased by$1,486,703,503 |
| Apr 1, 2026 | Accounts | 4,519 | 4,386 | decreased by133 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 165 | 195 | increased by30 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 3,769 | 4,519 | increased by750 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $10,461,132,588 | $12,438,532,202 | increased by$1,977,399,614 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 3,769 | 4,519 | increased by750 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 100 | 165 | increased by65 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,367 | 3,769 | increased by1,402 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,219,304,893 | $10,461,132,588 | increased by$3,241,827,695 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,372 | 3,769 | increased by1,397 |
| Apr 1, 2022 | Employees | 99 | 100 | increased by1 |
| Apr 1, 2022 | Clients | 2,221 | 2,367 | increased by146 |
| Apr 1, 2022 | AUM | $6,150,871,389 | $7,219,304,893 | increased by$1,068,433,504 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COLDSTREAM WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COLDSTREAM WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.