MARK SHEPTOFF FINANCIAL PLANNING LLC

CRD 108742File 801-57744

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$466.5M

Above cohort median (national)

Discretionary AUM

$466.5M

Clients

252

771 accounts

Employees

Below cohort median in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Jul 11, 2000
Principal office: 703 HEBRON AVE 3RD FLOOR, GLASTONBURY, CT, 06033
Phone: 860-734-1090
Website: HTTP://WWW.MARKSHEPTOFF.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $466.5M
Discretionary AUM: $466.5M
Non-discretionary AUM: $0
Discretionary accounts: 771
Non-discretionary accounts: 0
Total accounts: 771
AUM per client: $1.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$4.8M
Charitable organizations	Fewer than 5	$638K
High net worth individuals	100	$365.7M
Pension and profit sharing plans	10	$46.2M
Individuals (other than high net worth individuals)	135	$49.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.