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WAINWRIGHT INVESTMENT COUNSEL LLC
CRD 108711File 801-56485
APPROVED
Retail clients
Custody
Filing as of Sep 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.52B
Top 25% of cohort (national)
Discretionary AUM
$127.1M
Non-discretionary $5.39B
Clients
212
214 accounts
Employees
17
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 18, 1999
- Principal office
- ONE BOSTON PLACE, 29TH FLOOR, BOSTON, MA, 02108
- Phone
- 617-531-3100
- Website
- HTTPS://WWW.WINVCOUNSEL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.52B
- Discretionary AUM
- $127.1M
- Non-discretionary AUM
- $5.39B
- Discretionary accounts
- 62
- Non-discretionary accounts
- 152
- Total accounts
- 214
- AUM per client
- $26.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $25.3M |
| Charitable organizations | 12 | $161.4M |
| High net worth individuals | 108 | $1.69B |
| Pooled investment vehicles | 1 | $13.5M |
| Pension and profit sharing plans | Fewer than 5 | $6.0M |
| State or municipal government entities | 10 | $2.84B |
| Individuals (other than high net worth individuals) | 68 | $42.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — BESPOKE ADVISORY AND CONSULTING SERVICES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 214 | 212 | decreased by2 |
| Apr 1, 2026 | Employees | 16 | 17 | increased by1 |
| Apr 1, 2026 | Clients | 207 | 214 | increased by7 |
| Apr 1, 2026 | AUM | $5,548,153,000 | $5,516,243,000 | decreased by$31,910,000 |
| Apr 1, 2026 | Accounts | 207 | 214 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 16 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 194 | 207 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,860,746,000 | $5,548,153,000 | increased by$687,407,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 194 | 207 | increased by13 |
| Apr 1, 2022 | Employees | 20 | 18 | decreased by2 |
| Apr 1, 2022 | Clients | 181 | 194 | increased by13 |
| Apr 1, 2022 | AUM | $4,086,585,000 | $4,860,746,000 | increased by$774,161,000 |
| Apr 1, 2022 | Accounts | 181 | 194 | increased by13 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WAINWRIGHT INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WAINWRIGHT INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.