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THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.
CRD 108705File 801-55956
APPROVED
Retail clients
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$394.4M
Below cohort median (national)
Discretionary AUM
$371.0M
Non-discretionary $23.4M
Clients
566
1,312 accounts
Employees
4
Below cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 13, 1998
- Principal office
- 1287 POST ROAD, WARWICK, RI, 02888
- Phone
- 401-453-5558
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $394.4M
- Discretionary AUM
- $371.0M
- Non-discretionary AUM
- $23.4M
- Discretionary accounts
- 1,275
- Non-discretionary accounts
- 37
- Total accounts
- 1,312
- AUM per client
- $697K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $329K |
| High net worth individuals | 136 | $262.8M |
| Individuals (other than high net worth individuals) | 429 | $131.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 572 | 566 | decreased by6 |
| Apr 1, 2026 | AUM | $336,297,057 | $394,398,625 | increased by$58,101,568 |
| Apr 1, 2026 | Accounts | 1,324 | 1,312 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 465 | 572 | increased by107 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $262,472,051 | $336,297,057 | increased by$73,825,006 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,128 | 1,324 | increased by196 |
| Apr 1, 2022 | Clients | 472 | 465 | decreased by7 |
| Apr 1, 2022 | AUM | $210,613,844 | $262,472,051 | increased by$51,858,207 |
| Apr 1, 2022 | Accounts | 982 | 1,128 | increased by146 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RETIREMENT PLANNING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RETIREMENT PLANNING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.