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THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.
CRD 108705File 801-55956
APPROVED
Retail clients
Filing as of Mar 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$394.4M
Below cohort median (national)
Discretionary AUM
$371.0M
Non-discretionary $23.4M
Clients
566
1,312 accounts
Employees
4
Below cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 13, 1998
- Principal office
- 1287 POST ROAD, WARWICK, RI, 02888
- Phone
- 401-453-5558
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $394.4M
- Discretionary AUM
- $371.0M
- Non-discretionary AUM
- $23.4M
- Discretionary accounts
- 1,275
- Non-discretionary accounts
- 37
- Total accounts
- 1,312
- AUM per client
- $697K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $329K |
| High net worth individuals | 136 | $262.8M |
| Individuals (other than high net worth individuals) | 429 | $131.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.