← Directory
DOUGLASS WINTHROP ADVISORS LLC
CRD 108680File 801-56993
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.46B
Top 25% of cohort (national)
Discretionary AUM
$6.46B
Non-discretionary $13K
Clients
1,327
2,385 accounts
Employees
34
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 9, 1999
- Principal office
- 521 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 10175
- Phone
- 212-557-7680
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.46B
- Discretionary AUM
- $6.46B
- Non-discretionary AUM
- $13K
- Discretionary accounts
- 2,384
- Non-discretionary accounts
- 1
- Total accounts
- 2,385
- AUM per client
- $4.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 39 | $300.0M |
| Charitable organizations | 39 | $309.0M |
| High net worth individuals | 884 | $5.49B |
| Individuals (other than high net worth individuals) | 365 | $361.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.