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D. E. SHAW & CO., L.P.

CRD 108679File 801-56171
APPROVED
Custody
Disclosure events
Filing as of Aug 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$213.36B
Top 10% of cohort (national)
Discretionary AUM
$213.36B
Clients
23
23 accounts
Employees
998
Top 10% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Partnership
Firm type
Registered
SEC region
NYRO
Registration date
Jan 15, 1999
Principal office
TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY, 10001
Phone
212-478-0000

Assets & accounts

ADV Item 5F
Total regulatory AUM
$213.36B
Discretionary AUM
$213.36B
Non-discretionary AUM
$0
Discretionary accounts
23
Non-discretionary accounts
0
Total accounts
23
AUM per client
$9.28B

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles23$213.36B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Other
  • Other (described)REIMBURSEMENT OF CERTAIN EXPENSES
  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11
  • Q11C2
  • Q11C4
  • Q11C5

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.