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D. E. SHAW & CO., L.P.
CRD 108679File 801-56171
APPROVED
Custody
Disclosure events
Filing as of Aug 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$213.36B
Top 10% of cohort (national)
Discretionary AUM
$213.36B
Clients
23
23 accounts
Employees
998
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 15, 1999
- Principal office
- TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY, 10001
- Phone
- 212-478-0000
- Website
- http://www.deshaw.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $213.36B
- Discretionary AUM
- $213.36B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 23
- Non-discretionary accounts
- 0
- Total accounts
- 23
- AUM per client
- $9.28B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 23 | $213.36B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REIMBURSEMENT OF CERTAIN EXPENSES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 928 | 998 | increased by70 |
| Apr 1, 2026 | Clients | 34 | 23 | decreased by11 |
| Apr 1, 2026 | AUM | $154,586,941,935 | $213,364,737,381 | increased by$58,777,795,446 |
| Apr 1, 2026 | Accounts | 34 | 23 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 705 | 928 | increased by223 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $128,024,017,604 | $154,586,941,935 | increased by$26,562,924,331 |
| Apr 1, 2022 | Employees | 699 | 705 | increased by6 |
| Apr 1, 2022 | Clients | 41 | 34 | decreased by7 |
| Apr 1, 2022 | AUM | $111,937,066,053 | $128,024,017,604 | increased by$16,086,951,551 |
| Apr 1, 2022 | Accounts | 41 | 34 | decreased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SHAW” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SHAW” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.