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WAFRA INC.
CRD 108673File 801-23491
APPROVED
Custody
Filing as of Jun 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$29.04B
Top 10% of cohort (national)
Discretionary AUM
$27.73B
Non-discretionary $1.32B
Clients
106
107 accounts
Employees
158
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 15, 1985
- Principal office
- 345 PARK AVENUE, NEW YORK, NY, 10154-0101
- Phone
- 212-759-3700
- Website
- https://www.wafra.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $29.04B
- Discretionary AUM
- $27.73B
- Non-discretionary AUM
- $1.32B
- Discretionary accounts
- 102
- Non-discretionary accounts
- 5
- Total accounts
- 107
- AUM per client
- $274.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 29 | $6.35B |
| Non-U.S. persons | Fewer than 5 | $437.6M |
| Pooled investment vehicles | 77 | $22.26B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — % OF CLIENT COMMITMENT ADMIN,CONSULTING AND OTHER FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 154 | 158 | increased by4 |
| Apr 1, 2026 | Clients | 105 | 106 | increased by1 |
| Apr 1, 2026 | AUM | $27,588,222,003 | $29,043,206,587 | increased by$1,454,984,584 |
| Apr 1, 2026 | Accounts | 106 | 107 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 146 | 154 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 94 | 105 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $30,987,732,089 | $27,588,222,003 | decreased by$3,399,510,086 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 109 | 106 | decreased by3 |
| Apr 1, 2022 | Employees | 151 | 146 | decreased by5 |
| Apr 1, 2022 | Clients | 89 | 94 | increased by5 |
| Apr 1, 2022 | AUM | $22,861,847,570 | $30,987,732,089 | increased by$8,125,884,519 |
| Apr 1, 2022 | Accounts | 93 | 109 | increased by16 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WAFRA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WAFRA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.