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ENDOWMENT WEALTH MANAGEMENT, INC.
CRD 108652File 801-112413
APPROVED
Retail clients
Custody
Filing as of Jul 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$609.2M
Above cohort median (national)
Discretionary AUM
$402.5M
Non-discretionary $206.7M
Clients
491
3,057 accounts
Employees
14
Above cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 8, 2018
- Principal office
- W6272 COMMUNICATION COURT, APPLETON, WI, 54914-8531
- Phone
- 920-785-6010
- Website
- HTTPS://WWW.ENDOWMENTWM.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $609.2M
- Discretionary AUM
- $402.5M
- Non-discretionary AUM
- $206.7M
- Discretionary accounts
- 2,401
- Non-discretionary accounts
- 656
- Total accounts
- 3,057
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.2M |
| Charitable organizations | 4 | $6.6M |
| High net worth individuals | 145 | $346.5M |
| Pooled investment vehicles | 11 | $93.5M |
| Pension and profit sharing plans | 4 | $3.6M |
| Individuals (other than high net worth individuals) | 326 | $157.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2026 | Clients | 397 | 491 | increased by94 |
| Apr 1, 2026 | AUM | $427,600,085 | $609,222,636 | increased by$181,622,551 |
| Apr 1, 2026 | Accounts | 2,403 | 3,057 | increased by654 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 13 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 260 | 397 | increased by137 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $294,564,725 | $427,600,085 | increased by$133,035,360 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,590 | 2,403 | increased by813 |
| Jun 1, 2022 | Clients | 337 | 260 | decreased by77 |
| Apr 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Clients | 198 | 337 | increased by139 |
| Apr 1, 2022 | AUM | $229,754,855 | $294,564,725 | increased by$64,809,870 |
| Apr 1, 2022 | Accounts | 1,122 | 1,590 | increased by468 |
| Oct 1, 2021 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ENDOWMENT WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ENDOWMENT WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.