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JOHN E. SESTINA AND COMPANY
CRD 108634File 801-44151
APPROVED
Retail clients
Custody
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$744.0M
Above cohort median (national)
Discretionary AUM
$744.0M
Clients
808
12,193 accounts
Employees
19
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 17, 1993
- Principal office
- 1161 BETHEL ROAD, SUITE 201, COLUMBUS, OH, 43220
- Phone
- 614.326.3077
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $744.0M
- Discretionary AUM
- $744.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 12,193
- Non-discretionary accounts
- 0
- Total accounts
- 12,193
- AUM per client
- $921K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 179 | $522.9M |
| Individuals (other than high net worth individuals) | 629 | $221.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 18 | 19 | increased by1 |
| Apr 1, 2026 | Clients | 482 | 808 | increased by326 |
| Apr 1, 2026 | AUM | $634,458,011 | $743,960,329 | increased by$109,502,318 |
| Apr 1, 2026 | Accounts | 2,739 | 12,193 | increased by9,454 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 18 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,618 | 482 | decreased by1,136 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $550,774,332 | $634,458,011 | increased by$83,683,679 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,230 | 2,739 | increased by509 |
| Apr 1, 2022 | Clients | 1,369 | 1,618 | increased by249 |
| Apr 1, 2022 | AUM | $447,768,194 | $550,774,332 | increased by$103,006,138 |
| Apr 1, 2022 | Accounts | 3,061 | 2,230 | decreased by831 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JOHN SESTINA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JOHN SESTINA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.