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MARK GILLAM ENTERPRISES
CRD 108632File 801-60067
APPROVED
Retail clients
Custody
Filing as of Aug 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$210.3M
Below cohort median (national)
Discretionary AUM
$7.6M
Non-discretionary $202.7M
Clients
111
546 accounts
Employees
6
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 8, 2001
- Principal office
- 8008 SACRAMENTO STREET, FAIR OAKS, CA, 95628
- Phone
- 916-961-2200
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $210.3M
- Discretionary AUM
- $7.6M
- Non-discretionary AUM
- $202.7M
- Discretionary accounts
- 118
- Non-discretionary accounts
- 428
- Total accounts
- 546
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $9.1M |
| High net worth individuals | 39 | $177.2M |
| Pension and profit sharing plans | Fewer than 5 | $4.8M |
| Individuals (other than high net worth individuals) | 69 | $19.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — A NEGOTIATED % OF ATHLETE'S ANNUAL COMPENSATION REC'D FROM TEAM
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 106 | 111 | increased by5 |
| Apr 1, 2026 | AUM | $200,702,779 | $210,312,142 | increased by$9,609,363 |
| Apr 1, 2026 | Accounts | 500 | 546 | increased by46 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 141 | 106 | decreased by35 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $219,070,301 | $200,702,779 | decreased by$18,367,522 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 524 | 500 | decreased by24 |
| Apr 1, 2022 | Clients | 144 | 141 | decreased by3 |
| Apr 1, 2022 | AUM | $200,877,603 | $219,070,301 | increased by$18,192,698 |
| Apr 1, 2022 | Accounts | 488 | 524 | increased by36 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MARK GILLAM” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MARK GILLAM” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.