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LEGACY WEALTH MANAGEMENT, LLC
Legal name: LEGACY WEALTH MANAGEMENT INC
CRD 108619File 801-18073
APPROVED
Retail clients
Custody
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.66B
Top 25% of cohort (national)
Discretionary AUM
$2.52B
Non-discretionary $141.0M
Clients
1,475
4,667 accounts
Employees
22
Top 10% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Dec 23, 1982
- Principal office
- 1715 AARON BRENNER DR., SUITE 301, MEMPHIS, TN, 38120-1443
- Phone
- 901-758-9006
- Website
- HTTPS://WWW.LEGACYWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.66B
- Discretionary AUM
- $2.52B
- Non-discretionary AUM
- $141.0M
- Discretionary accounts
- 4,619
- Non-discretionary accounts
- 48
- Total accounts
- 4,667
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $237.6M |
| Charitable organizations | 6 | $22.1M |
| High net worth individuals | 674 | $2.06B |
| Pension and profit sharing plans | Fewer than 5 | $7.5M |
| State or municipal government entities | Fewer than 5 | $6.1M |
| Individuals (other than high net worth individuals) | 786 | $322.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 21 | 22 | increased by1 |
| Apr 1, 2026 | Clients | 1,412 | 1,475 | increased by63 |
| Apr 1, 2026 | AUM | $2,358,678,962 | $2,657,303,544 | increased by$298,624,582 |
| Apr 1, 2026 | Accounts | 4,507 | 4,667 | increased by160 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 21 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,230 | 1,412 | increased by182 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,076,485,493 | $2,358,678,962 | increased by$282,193,469 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,777 | 4,507 | increased by730 |
| Mar 1, 2022 | Employees | 22 | 24 | increased by2 |
| Mar 1, 2022 | Clients | 1,085 | 1,230 | increased by145 |
| Mar 1, 2022 | AUM | $1,737,536,766 | $2,076,485,493 | increased by$338,948,727 |
| Mar 1, 2022 | Accounts | 3,370 | 3,777 | increased by407 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEGACY WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEGACY WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.