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LADENBURG THALMANN ASSET MANAGEMENT INC
CRD 108604File 801-54909
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.68B
Top 25% of cohort (national)
Discretionary AUM
$1.83B
Non-discretionary $4.84B
Clients
3,154
3,153 accounts
Employees
30
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 16, 1997
- Principal office
- 640 FIFTH AVENUE, 4TH FL., NEW YORK, NY, 10019
- Phone
- 800-995-5267
- Website
- HTTP://WWW.SYMBIL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.68B
- Discretionary AUM
- $1.83B
- Non-discretionary AUM
- $4.84B
- Discretionary accounts
- 2,860
- Non-discretionary accounts
- 293
- Total accounts
- 3,153
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 139 | $233.4M |
| Investment companies | 5 | $449.6M |
| Charitable organizations | 27 | $83.4M |
| Other investment advisers | Fewer than 5 | $4.48B |
| High net worth individuals | 291 | $634.4M |
| Pooled investment vehicles | 5 | $63.4M |
| Pension and profit sharing plans | 45 | $141.3M |
| Individuals (other than high net worth individuals) | 2,638 | $585.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.