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ALM FIRST FINANCIAL ADVISORS LLC
CRD 108561File 801-57980
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$76.17B
Top 10% of cohort (national)
Discretionary AUM
$2.31B
Non-discretionary $73.87B
Clients
162
189 accounts
Employees
23
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Sep 22, 2000
- Principal office
- 3800 MAPLE AVENUE, STE. 600, DALLAS, TX, 75219
- Phone
- 800-752-4628
- Website
- HTTP://WWW.ALMFIRST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $76.17B
- Discretionary AUM
- $2.31B
- Non-discretionary AUM
- $73.87B
- Discretionary accounts
- 40
- Non-discretionary accounts
- 149
- Total accounts
- 189
- AUM per client
- $470.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $1.51B |
| High net worth individuals | Fewer than 5 | $39.7M |
| Pooled investment vehicles | 3 | $42.0M |
| Banking or thrift institutions | 155 | $74.58B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 160 | 162 | increased by2 |
| Apr 1, 2026 | AUM | $68,883,574,226 | $76,173,495,779 | increased by$7,289,921,553 |
| Apr 1, 2026 | Accounts | 160 | 189 | increased by29 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 23 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 191 | 160 | decreased by31 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $68,337,196,176 | $68,883,574,226 | increased by$546,378,050 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 191 | 160 | decreased by31 |
| Apr 1, 2022 | Clients | 159 | 191 | increased by32 |
| Apr 1, 2022 | AUM | $50,981,078,616 | $68,337,196,176 | increased by$17,356,117,560 |
| Apr 1, 2022 | Accounts | 159 | 191 | increased by32 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALM FIRST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALM FIRST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.