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ALM FIRST FINANCIAL ADVISORS LLC
CRD 108561File 801-57980
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$76.17B
Top 10% of cohort (national)
Discretionary AUM
$2.31B
Non-discretionary $73.87B
Clients
162
189 accounts
Employees
23
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Sep 22, 2000
- Principal office
- 3800 MAPLE AVENUE, STE. 600, DALLAS, TX, 75219
- Phone
- 800-752-4628
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $76.17B
- Discretionary AUM
- $2.31B
- Non-discretionary AUM
- $73.87B
- Discretionary accounts
- 40
- Non-discretionary accounts
- 149
- Total accounts
- 189
- AUM per client
- $470.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $1.51B |
| High net worth individuals | Fewer than 5 | $39.7M |
| Pooled investment vehicles | 3 | $42.0M |
| Banking or thrift institutions | 155 | $74.58B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.