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ALLIANCEBERNSTEIN L.P.
CRD 108477File 801-56720
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$763.40B
Top 10% of cohort (national)
Discretionary AUM
$750.28B
Non-discretionary $13.12B
Clients
30,285
75,956 accounts
Employees
4,204
Top 10% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 13, 1999
- Principal office
- 501 COMMERCE STREET, NASHVILLE, TN, 37203
- Phone
- 615-622-0000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $763.40B
- Discretionary AUM
- $750.28B
- Non-discretionary AUM
- $13.12B
- Discretionary accounts
- 75,555
- Non-discretionary accounts
- 401
- Total accounts
- 75,956
- AUM per client
- $25.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,219 | $12.83B |
| Non-U.S. persons | 12 | $15.40B |
| Insurance companies | 35 | $114.32B |
| Investment companies | 158 | $208.19B |
| Charitable organizations | 2,289 | $5.89B |
| Other investment advisers | 59 | $44.57B |
| High net worth individuals | 25,513 | $77.34B |
| Pooled investment vehicles | 412 | $215.32B |
| Pension and profit sharing plans | 539 | $13.23B |
| State or municipal government entities | 49 | $56.31B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 3,994 | 4,204 | increased by210 |
| Apr 1, 2026 | Clients | 26,445 | 30,285 | increased by3,840 |
| Apr 1, 2026 | AUM | $709,162,000,000 | $763,401,000,000 | increased by$54,239,000,000 |
| Apr 1, 2026 | Accounts | 68,593 | 75,956 | increased by7,363 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4,004 | 3,994 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 23,903 | 26,445 | increased by2,542 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $721,781,000,000 | $709,162,000,000 | decreased by$12,619,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 49,955 | 68,593 | increased by18,638 |
| Apr 1, 2022 | Employees | 3,740 | 4,004 | increased by264 |
| Apr 1, 2022 | Clients | 22,905 | 23,903 | increased by998 |
| Apr 1, 2022 | AUM | $639,752,000,000 | $721,781,000,000 | increased by$82,029,000,000 |
| Apr 1, 2022 | Accounts | 46,113 | 49,955 | increased by3,842 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALLIANCEBERNSTEIN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALLIANCEBERNSTEIN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.