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EMPIRIC ADVISORS, INC.
CRD 108425File 801-31075
APPROVED
Retail clients
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$64.7M
Bottom 25% of cohort (national)
Discretionary AUM
$64.1M
Non-discretionary $578K
Clients
16
42 accounts
Employees
3
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Dec 10, 1987
- Principal office
- 500 N CAPITAL OF TEXAS HWY, BUILDING 8, SUITE 110, AUSTIN, TX, 78746
- Phone
- 512-328-9321
- Website
- HTTP://WWW.EMPIRICFUNDS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $64.7M
- Discretionary AUM
- $64.1M
- Non-discretionary AUM
- $578K
- Discretionary accounts
- 39
- Non-discretionary accounts
- 3
- Total accounts
- 42
- AUM per client
- $4.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $24.0M |
| High net worth individuals | 15 | $40.4M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $221K |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | AUM | $63,616,672 | $64,662,525 | increased by$1,045,853 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 20 | 16 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $74,420,956 | $63,616,672 | decreased by$10,804,284 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 46 | 42 | decreased by4 |
| Apr 1, 2022 | Clients | 21 | 20 | decreased by1 |
| Apr 1, 2022 | AUM | $68,355,855 | $74,420,956 | increased by$6,065,101 |
| Apr 1, 2022 | Accounts | 43 | 46 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EMPIRIC ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EMPIRIC ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.