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GARY L. GREENBERG
Legal name: GREENBERG GARY LOUIS
CRD 108423File 801-24149
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$141.1M
Bottom 25% of cohort (national)
Discretionary AUM
$141.1M
Clients
66
124 accounts
Employees
1
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Sole Proprietorship
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 15, 1985
- Principal office
- 6955 SAND RIDGE ROAD, EDEN PRAIRIE, MN, 55346
- Phone
- 612-360-4557
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $141.1M
- Discretionary AUM
- $141.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 124
- Non-discretionary accounts
- 0
- Total accounts
- 124
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $3.5M |
| High net worth individuals | 29 | $103.8M |
| Individuals (other than high net worth individuals) | 34 | $20.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 67 | 66 | decreased by1 |
| Apr 1, 2026 | Clients | 56 | 67 | increased by11 |
| Apr 1, 2026 | AUM | $141,859,508 | $141,122,774 | decreased by$736,734 |
| Apr 1, 2026 | Accounts | 119 | 124 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 79 | 56 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $149,006,203 | $141,859,508 | decreased by$7,146,695 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 162 | 119 | decreased by43 |
| Apr 1, 2022 | Clients | 82 | 79 | decreased by3 |
| Apr 1, 2022 | AUM | $139,113,575 | $149,006,203 | increased by$9,892,628 |
| Apr 1, 2022 | Accounts | 160 | 162 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GARY GREENBERG” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GARY GREENBERG” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.