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GUILD INVESTMENT MANAGEMENT, INC.
CRD 108390File 801-56863
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$185.2M
Bottom 25% of cohort (national)
Discretionary AUM
$185.2M
Clients
90
211 accounts
Employees
4
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 28, 1999
- Principal office
- 31225 LA BAYA DRIVE, SUITE 214, WESTLAKE VILLAGE, CA, 91362
- Phone
- 310-826-8600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $185.2M
- Discretionary AUM
- $185.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 211
- Non-discretionary accounts
- 0
- Total accounts
- 211
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $762K |
| High net worth individuals | 60 | $175.4M |
| Pension and profit sharing plans | Fewer than 5 | $146K |
| Individuals (other than high net worth individuals) | 28 | $8.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $151,897,382 | $185,186,477 | increased by$33,289,095 |
| Apr 1, 2026 | Accounts | 196 | 211 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 115 | 90 | decreased by25 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $150,884,223 | $151,897,382 | increased by$1,013,159 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 179 | 196 | increased by17 |
| Mar 1, 2022 | Clients | 109 | 115 | increased by6 |
| Mar 1, 2022 | AUM | $141,935,690 | $150,884,223 | increased by$8,948,533 |
| Mar 1, 2022 | Accounts | 109 | 179 | increased by70 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GUILD INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GUILD INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.