← Directory
GUILD INVESTMENT MANAGEMENT, INC.
CRD 108390File 801-56863
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$185.2M
Bottom 25% of cohort (national)
Discretionary AUM
$185.2M
Clients
90
211 accounts
Employees
4
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 28, 1999
- Principal office
- 31225 LA BAYA DRIVE, SUITE 214, WESTLAKE VILLAGE, CA, 91362
- Phone
- 310-826-8600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $185.2M
- Discretionary AUM
- $185.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 211
- Non-discretionary accounts
- 0
- Total accounts
- 211
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $762K |
| High net worth individuals | 60 | $175.4M |
| Pension and profit sharing plans | Fewer than 5 | $146K |
| Individuals (other than high net worth individuals) | 28 | $8.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.