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ZAIS GROUP
Legal name: ZAIS GROUP LLC
CRD 108371File 801-54979
APPROVED
Custody
Filing as of Jun 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.26B
Top 25% of cohort (national)
Discretionary AUM
$5.23B
Non-discretionary $22.2M
Clients
28
40 accounts
Employees
46
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 21, 1997
- Principal office
- 101 CRAWFORDS CORNER ROAD, SUITE 1206, HOLMDEL, NJ, 07733
- Phone
- 732-530-3610
- Website
- HTTP://WWW.ZAIS.TV
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.26B
- Discretionary AUM
- $5.23B
- Non-discretionary AUM
- $22.2M
- Discretionary accounts
- 39
- Non-discretionary accounts
- 1
- Total accounts
- 40
- AUM per client
- $187.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 27 | $4.28B |
| Pension and profit sharing plans | Fewer than 5 | $575.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — COLLATERAL MANAGEMENT FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 30 | 28 | decreased by2 |
| Apr 1, 2026 | Employees | 49 | 46 | decreased by3 |
| Apr 1, 2026 | AUM | $5,405,682,115 | $5,255,178,991 | decreased by$150,503,124 |
| Apr 1, 2026 | Accounts | 38 | 40 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 55 | 49 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 28 | 30 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,663,722,592 | $5,405,682,115 | decreased by$1,258,040,477 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 36 | 38 | increased by2 |
| Apr 1, 2022 | Employees | 52 | 55 | increased by3 |
| Apr 1, 2022 | Clients | 27 | 28 | increased by1 |
| Apr 1, 2022 | AUM | $6,865,719,132 | $6,663,722,592 | decreased by$201,996,540 |
| Apr 1, 2022 | Accounts | 35 | 36 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ZAIS GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ZAIS GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.