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ESSEX LLC
CRD 108352File 801-54274
APPROVED
Retail clients
Custody
Filing as of Jan 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$649.3M
Above cohort median (national)
Discretionary AUM
$618.8M
Non-discretionary $30.5M
Clients
608
2,294 accounts
Employees
9
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 11, 1997
- Principal office
- 21805 FIELD PARKWAY, SUITE 340, DEER PARK, IL, 60010
- Phone
- 847-777-7800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $649.3M
- Discretionary AUM
- $618.8M
- Non-discretionary AUM
- $30.5M
- Discretionary accounts
- 2,275
- Non-discretionary accounts
- 19
- Total accounts
- 2,294
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $5.4M |
| High net worth individuals | 162 | $531.7M |
| Pension and profit sharing plans | 31 | $37.0M |
| Individuals (other than high net worth individuals) | 414 | $75.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.