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FINANCIAL MANAGEMENT, INC.
CRD 108350File 801-126707
APPROVED
Retail clients
Custody
Filing as of Apr 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$224.5M
Below cohort median (national)
Discretionary AUM
$223.9M
Non-discretionary $593K
Clients
184
392 accounts
Employees
6
Below cohort median in AR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Oct 11, 2022
- Principal office
- 4007 N. RODNEY PARHAM ROAD, LITTLE ROCK, AR, 72212
- Phone
- 501-227-7400
- Website
- HTTPS://WWW.FMIOFFICE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $224.5M
- Discretionary AUM
- $223.9M
- Non-discretionary AUM
- $593K
- Discretionary accounts
- 385
- Non-discretionary accounts
- 7
- Total accounts
- 392
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $9.3M |
| Charitable organizations | 8 | $25.3M |
| High net worth individuals | 26 | $65.7M |
| Pension and profit sharing plans | 31 | $93.1M |
| Individuals (other than high net worth individuals) | 114 | $31.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.