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ICON ADVISERS, INC.
CRD 108268File 801-38868
APPROVED
Retail clients
Filing as of May 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$875.9M
Above cohort median (national)
Discretionary AUM
$875.9M
Clients
297
297 accounts
Employees
14
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 17, 1991
- Principal office
- 8480 E ORCHARD ROAD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111
- Phone
- 303-790-1600
- Website
- HTTP://WWW.ICONFUNDS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $875.9M
- Discretionary AUM
- $875.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 297
- Non-discretionary accounts
- 0
- Total accounts
- 297
- AUM per client
- $2.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 7 | $783.2M |
| High net worth individuals | 7 | $89.1M |
| Individuals (other than high net worth individuals) | 283 | $3.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ASSET-BASED FEE FROM MODEL-ONLY RECIPIENTS
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2026 | Clients | 341 | 297 | decreased by44 |
| Apr 1, 2026 | AUM | $793,555,660 | $875,902,913 | increased by$82,347,253 |
| Apr 1, 2026 | Accounts | 341 | 297 | decreased by44 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 13 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 836 | 341 | decreased by495 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $805,003,507 | $793,555,660 | decreased by$11,447,847 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 865 | 341 | decreased by524 |
| Apr 1, 2022 | Employees | 18 | 17 | decreased by1 |
| Apr 1, 2022 | Clients | 1,162 | 836 | decreased by326 |
| Apr 1, 2022 | AUM | $836,891,714 | $805,003,507 | decreased by$31,888,207 |
| Apr 1, 2022 | Accounts | 1,162 | 865 | decreased by297 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ICON ADVISERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ICON ADVISERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.