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EMBREE FINANCIAL GROUP
CRD 108233File 801-63489
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.64B
Top 25% of cohort (national)
Discretionary AUM
$2.64B
Non-discretionary $8.5M
Clients
935
2,378 accounts
Employees
19
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 23, 2004
- Principal office
- 440 N WELLS ST, SUITE 530, CHICAGO, IL, 60654
- Phone
- 312-527-5565
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.64B
- Discretionary AUM
- $2.64B
- Non-discretionary AUM
- $8.5M
- Discretionary accounts
- 2,374
- Non-discretionary accounts
- 4
- Total accounts
- 2,378
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $30.5M |
| High net worth individuals | 363 | $1.15B |
| Pension and profit sharing plans | 88 | $1.31B |
| Individuals (other than high net worth individuals) | 472 | $153.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 936 | 935 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.