LOMBARD ADVISERS INCORPORATED

CRD 108231File 801-114981

APPROVED

Retail clients

Disclosure events

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$669.8M

Above cohort median (national)

Discretionary AUM

$245.3M

Non-discretionary $424.6M

Clients

985

1,456 accounts

Employees

Above cohort median in MD

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: PLRO
Registration date: Apr 12, 2019
Principal office: 1820 LANCASTER ST, BALTIMORE, MD, 21231
Phone: 410-342-1300
Website: HTTP://WWW.GOLOMBARD.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $669.8M
Discretionary AUM: $245.3M
Non-discretionary AUM: $424.6M
Discretionary accounts: 640
Non-discretionary accounts: 816
Total accounts: 1,456
AUM per client: $680K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$256K
Charitable organizations	15	$62.7M
High net worth individuals	74	$154.6M
Pension and profit sharing plans	27	$95.4M
Individuals (other than high net worth individuals)	867	$356.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11D2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.