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LOMBARD ADVISERS INCORPORATED
CRD 108231File 801-114981
APPROVED
Retail clients
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$669.8M
Above cohort median (national)
Discretionary AUM
$245.3M
Non-discretionary $424.6M
Clients
985
1,456 accounts
Employees
41
Above cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 12, 2019
- Principal office
- 1820 LANCASTER ST, BALTIMORE, MD, 21231
- Phone
- 410-342-1300
- Website
- HTTP://WWW.GOLOMBARD.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $669.8M
- Discretionary AUM
- $245.3M
- Non-discretionary AUM
- $424.6M
- Discretionary accounts
- 640
- Non-discretionary accounts
- 816
- Total accounts
- 1,456
- AUM per client
- $680K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $256K |
| Charitable organizations | 15 | $62.7M |
| High net worth individuals | 74 | $154.6M |
| Pension and profit sharing plans | 27 | $95.4M |
| Individuals (other than high net worth individuals) | 867 | $356.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 42 | 41 | decreased by1 |
| Apr 1, 2026 | Clients | 955 | 985 | increased by30 |
| Apr 1, 2026 | AUM | $567,437,959 | $669,830,665 | increased by$102,392,706 |
| Apr 1, 2026 | Accounts | 1,377 | 1,456 | increased by79 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 44 | 42 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 729 | 955 | increased by226 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $254,530,943 | $567,437,959 | increased by$312,907,016 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 971 | 1,377 | increased by406 |
| Apr 1, 2022 | Employees | 42 | 44 | increased by2 |
| Apr 1, 2022 | Clients | 616 | 729 | increased by113 |
| Apr 1, 2022 | AUM | $202,110,713 | $254,530,943 | increased by$52,420,230 |
| Apr 1, 2022 | Accounts | 838 | 971 | increased by133 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LOMBARD ADVISERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LOMBARD ADVISERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.