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NOMURA ASSET MANAGEMENT U.S.A. INC.
Legal name: NOMURA ASSET MANAGEMENT U.S.A. INC
CRD 108222File 801-12129
APPROVED
Filing as of Jun 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$1.01B
Clients
4
4 accounts
Employees
26
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 24, 1976
- Principal office
- WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019-7316
- Phone
- (212) 667-1414
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $1.01B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4
- Non-discretionary accounts
- 0
- Total accounts
- 4
- AUM per client
- $252.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $765.6M |
| Pooled investment vehicles | 1 | $205.6M |
| Pension and profit sharing plans | Fewer than 5 | $37.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 25 | 26 | increased by1 |
| Jul 1, 2026 | AUM | $576,309,090 | $1,008,711,314 | increased by$432,402,224 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $826,648,090 | $576,309,090 | decreased by$250,339,000 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 40 | 25 | decreased by15 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $511,743,519 | $826,648,090 | increased by$314,904,571 |
| Jul 1, 2022 | AUM | $587,524,483 | $511,743,519 | decreased by$75,780,964 |
| Jul 1, 2021 | Employees | 44 | 40 | decreased by4 |
| Jul 1, 2021 | Clients | 3 | 4 | increased by1 |
| Jul 1, 2021 | AUM | $401,607,788 | $587,524,483 | increased by$185,916,695 |
| Jul 1, 2021 | Accounts | 3 | 4 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NOMURA ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NOMURA ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.