NOMURA ASSET MANAGEMENT U.S.A. INC.

Legal name: NOMURA ASSET MANAGEMENT U.S.A. INC

CRD 108222File 801-12129

APPROVED

Filing as of Jun 24, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.01B

Above cohort median (national)

Discretionary AUM

$1.01B

Clients

4 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Sep 24, 1976
Principal office: WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019-7316
Phone: (212) 667-1414
Website: https://nomura-asset.com/about-us/namusa/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.01B
Discretionary AUM: $1.01B
Non-discretionary AUM: $0
Discretionary accounts: 4
Non-discretionary accounts: 0
Total accounts: 4
AUM per client: $252.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	2	$765.6M
Pooled investment vehicles	1	$205.6M
Pension and profit sharing plans	Fewer than 5	$37.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.