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LEGEND FINANCIAL ADVISORS INC
CRD 108207File 801-44704
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$389.9M
Below cohort median (national)
Discretionary AUM
$389.9M
Clients
219
219 accounts
Employees
11
Below cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Sep 14, 1993
- Principal office
- 5700 CORPORATE DRIVE, SUITE 350, PITTSBURGH, PA, 15237
- Phone
- 412-635-9210
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $389.9M
- Discretionary AUM
- $389.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 219
- Non-discretionary accounts
- 0
- Total accounts
- 219
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $389K |
| Charitable organizations | Fewer than 5 | $167K |
| High net worth individuals | 117 | $329.1M |
| Pension and profit sharing plans | Fewer than 5 | $11.3M |
| Individuals (other than high net worth individuals) | 98 | $48.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 216 | 219 | increased by3 |
| Apr 1, 2026 | AUM | $335,389,223 | $389,919,871 | increased by$54,530,648 |
| Apr 1, 2026 | Accounts | 1,103 | 219 | decreased by884 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 339 | 216 | decreased by123 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $299,570,753 | $335,389,223 | increased by$35,818,470 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 804 | 1,103 | increased by299 |
| May 1, 2022 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2022 | Clients | 366 | 339 | decreased by27 |
| Apr 1, 2022 | AUM | $311,093,887 | $299,570,753 | decreased by$11,523,134 |
| Apr 1, 2022 | Accounts | 989 | 804 | decreased by185 |
| Aug 1, 2021 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEGEND FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEGEND FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.