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AVISO WEALTH MANAGEMENT
CRD 108146File 801-56358
APPROVED
Retail clients
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$621.3M
Above cohort median (national)
Discretionary AUM
$570.4M
Non-discretionary $50.9M
Clients
929
2,195 accounts
Employees
9
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 22, 1999
- Principal office
- 11900 NE 1ST ST, SUITE 300, BELLEVUE, WA, 98005
- Phone
- 877-633-1210
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $621.3M
- Discretionary AUM
- $570.4M
- Non-discretionary AUM
- $50.9M
- Discretionary accounts
- 1,986
- Non-discretionary accounts
- 209
- Total accounts
- 2,195
- AUM per client
- $669K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $27.3M |
| Charitable organizations | Fewer than 5 | $3.4M |
| High net worth individuals | 158 | $381.4M |
| Pension and profit sharing plans | Fewer than 5 | $5.8M |
| Individuals (other than high net worth individuals) | 755 | $203.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 791 | 929 | increased by138 |
| Apr 1, 2026 | AUM | $494,946,434 | $621,295,558 | increased by$126,349,124 |
| Apr 1, 2026 | Accounts | 1,904 | 2,195 | increased by291 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 9 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 488 | 791 | increased by303 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $242,462,756 | $494,946,434 | increased by$252,483,678 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,153 | 1,904 | increased by751 |
| Apr 1, 2022 | Employees | 4 | 6 | increased by2 |
| Apr 1, 2022 | Clients | 444 | 488 | increased by44 |
| Apr 1, 2022 | AUM | $169,705,314 | $242,462,756 | increased by$72,757,442 |
| Apr 1, 2022 | Accounts | 1,013 | 1,153 | increased by140 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AVISO WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AVISO WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.