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USI ADVISORS
Legal name: USI ADVISORS, INC.
CRD 108113File 801-56622
APPROVED
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$56.28B
Top 10% of cohort (national)
Discretionary AUM
$2.37B
Non-discretionary $53.91B
Clients
1,353
1,355 accounts
Employees
79
Top 10% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 18, 1999
- Principal office
- 95 GLASTONBURY BLVD., SUITE 102, GLASTONBURY, CT, 06033
- Phone
- 860-633-5283
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $56.28B
- Discretionary AUM
- $2.37B
- Non-discretionary AUM
- $53.91B
- Discretionary accounts
- 134
- Non-discretionary accounts
- 1,221
- Total accounts
- 1,355
- AUM per client
- $41.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 297 | $10.59B |
| Non-U.S. persons | Fewer than 5 | $32.5M |
| Insurance companies | 5 | $125.3M |
| Investment companies | 6 | $1.58B |
| Charitable organizations | 71 | $2.19B |
| Banking or thrift institutions | 20 | $588.4M |
| Business development companies | 2 | $2.3M |
| Pension and profit sharing plans | 845 | $37.93B |
| State or municipal government entities | 107 | $3.24B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 77 | 79 | increased by2 |
| Apr 1, 2026 | Clients | 1,340 | 1,353 | increased by13 |
| Apr 1, 2026 | AUM | $48,864,913,348 | $56,282,631,536 | increased by$7,417,718,188 |
| Apr 1, 2026 | Accounts | 1,346 | 1,355 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 72 | 77 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,160 | 1,340 | increased by180 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $35,346,912,667 | $48,864,913,348 | increased by$13,518,000,681 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,162 | 1,346 | increased by184 |
| Apr 1, 2022 | Employees | 102 | 72 | decreased by30 |
| Apr 1, 2022 | Clients | 1,168 | 1,160 | decreased by8 |
| Apr 1, 2022 | AUM | $32,233,714,649 | $35,346,912,667 | increased by$3,113,198,018 |
| Apr 1, 2022 | Accounts | 1,171 | 1,162 | decreased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “USI ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“USI ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.