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CLIFFORD SWAN INVESTMENT COUNSELORS
Legal name: CLIFFORD SWAN INVESTMENT COUNSEL LLC
CRD 108033File 801-56675
APPROVED
Retail clients
Custody
Filing as of Feb 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.48B
Top 25% of cohort (national)
Discretionary AUM
$3.93B
Non-discretionary $557.1M
Clients
970
2,598 accounts
Employees
40
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 27, 1999
- Principal office
- 177 E. COLORADO BLVD, STE 550, PASADENA, CA, 91105-1965
- Phone
- 626-792-2228
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.48B
- Discretionary AUM
- $3.93B
- Non-discretionary AUM
- $557.1M
- Discretionary accounts
- 2,386
- Non-discretionary accounts
- 212
- Total accounts
- 2,598
- AUM per client
- $4.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 24 | $177.0M |
| Charitable organizations | 62 | $533.1M |
| High net worth individuals | 588 | $3.66B |
| Individuals (other than high net worth individuals) | 296 | $112.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.