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MORNINGSTAR INVESTMENT MANAGEMENT LLC
CRD 108031File 801-56896
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$87.82B
Top 10% of cohort (national)
Discretionary AUM
$87.82B
Clients
515,966
515,981 accounts
Employees
267
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 18, 1999
- Principal office
- 22 WEST WASHINGTON STREET, CHICAGO, IL, 60602
- Phone
- 312-696-6000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $87.82B
- Discretionary AUM
- $87.82B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 515,981
- Non-discretionary accounts
- 0
- Total accounts
- 515,981
- AUM per client
- $170K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $6.24B |
| High net worth individuals | 3,271 | $3.98B |
| Pooled investment vehicles | 1 | Not reported |
| Pension and profit sharing plans | 3 | $12.19B |
| Individuals (other than high net worth individuals) | 512,688 | $35.59B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — TECHNOLOGY LICENSING FEES, PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 515981 | 515966 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.