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THE L. WARNER COMPANIES, INC
CRD 108001File 801-56965
APPROVED
Retail clients
Custody
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$802.4M
Above cohort median (national)
Discretionary AUM
$802.4M
Clients
460
381 accounts
Employees
38
Above cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Sep 25, 1999
- Principal office
- 9690 DEERECO ROAD, SUITE 650, TIMONIUM, MD, 21093
- Phone
- 410-252-0808
- Website
- HTTP://WWW.LWARNER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $802.4M
- Discretionary AUM
- $802.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 381
- Non-discretionary accounts
- 0
- Total accounts
- 381
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $14.2M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | 5 | $15.3M |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 180 | $678.2M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 100 | $27.6M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 172 | $67.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 465 | 460 | decreased by5 |
| Apr 1, 2026 | Employees | 42 | 38 | decreased by4 |
| Apr 1, 2026 | Clients | 448 | 465 | increased by17 |
| Apr 1, 2026 | AUM | $744,609,071 | $802,359,348 | increased by$57,750,277 |
| Apr 1, 2026 | Accounts | 385 | 381 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 46 | 42 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 322 | 448 | increased by126 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $681,964,136 | $744,609,071 | increased by$62,644,935 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 322 | 385 | increased by63 |
| May 1, 2022 | Employees | 55 | 46 | decreased by9 |
| May 1, 2022 | Clients | 271 | 322 | increased by51 |
| May 1, 2022 | AUM | $538,754,564 | $681,964,136 | increased by$143,209,572 |
| May 1, 2022 | Accounts | 271 | 322 | increased by51 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WARNER COMPANIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WARNER COMPANIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.