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PARADIGM CAPITAL MANAGEMENT, INC.
CRD 107982File 801-47403
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.38B
Top 25% of cohort (national)
Discretionary AUM
$2.38B
Clients
66
72 accounts
Employees
12
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 22, 1994
- Principal office
- NINE ELK STREET, ALBANY, NY, 12207
- Phone
- 518-431-3500
- Website
- HTTP://PARADIGMCAPITAL.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.38B
- Discretionary AUM
- $2.38B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 72
- Non-discretionary accounts
- 0
- Total accounts
- 72
- AUM per client
- $36.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $340.2M |
| Charitable organizations | Fewer than 5 | $72.1M |
| Other investment advisers | Fewer than 5 | $71.0M |
| High net worth individuals | 59 | $1.03B |
| Pooled investment vehicles | 2 | $868.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 68 | 66 | decreased by2 |
| Apr 1, 2026 | AUM | $2,204,189,405 | $2,381,968,089 | increased by$177,778,684 |
| Apr 1, 2026 | Accounts | 74 | 72 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 62 | 68 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,737,643,218 | $2,204,189,405 | increased by$466,546,187 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 70 | 74 | increased by4 |
| Apr 1, 2022 | Employees | 15 | 12 | decreased by3 |
| Apr 1, 2022 | Clients | 69 | 62 | decreased by7 |
| Apr 1, 2022 | AUM | $1,295,749,064 | $1,737,643,218 | increased by$441,894,154 |
| Apr 1, 2022 | Accounts | 69 | 70 | increased by1 |
| Jan 1, 2022 | Custody | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PARADIGM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PARADIGM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.