WARD & ASSOCIATES

CRD 107878File 801-55927

APPROVED

Retail clients

Custody

Filing as of Jun 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$187.2M

Bottom 25% of cohort (national)

Discretionary AUM

$175.8M

Non-discretionary $11.4M

Clients

55 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Partnership
Firm type: Registered
SEC region: LARO
Registration date: Oct 19, 1998
Principal office: 3525 DEL MAR HEIGHTS ROAD, # 333, SAN DIEGO, CA, 92130
Phone: 858-759-5330
Website: HTTP://WWW.WARDINVEST.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $187.2M
Discretionary AUM: $175.8M
Non-discretionary AUM: $11.4M
Discretionary accounts: 49
Non-discretionary accounts: 6
Total accounts: 55
AUM per client: $3.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$1.7M
Charitable organizations	Fewer than 5	$3.3M
High net worth individuals	40	$178.9M
Pension and profit sharing plans	Fewer than 5	$1.5M
Individuals (other than high net worth individuals)	9	$1.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.