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SHOKER INVESTMENTS
Legal name: SHOKER INVESTMENT COUNSEL INC.
CRD 107857File 801-37179
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$510.8M
Above cohort median (national)
Discretionary AUM
$510.8M
Clients
195
195 accounts
Employees
6
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 17, 1990
- Principal office
- Not reported
- Phone
- 513-524-1776
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $510.8M
- Discretionary AUM
- $510.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 195
- Non-discretionary accounts
- 0
- Total accounts
- 195
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $345K |
| Charitable organizations | Fewer than 5 | $4.2M |
| High net worth individuals | 105 | $471.8M |
| Pension and profit sharing plans | 1 | Not reported |
| State or municipal government entities | Fewer than 5 | $4.4M |
| Individuals (other than high net worth individuals) | 87 | $30.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.