TRAPHAGEN FINANCIAL GROUP

Legal name: TRAPHAGEN INVESTMENT ADVISORS LLC

CRD 107764File 801-56130

APPROVED

Retail clients

Disclosure events

Filing as of Mar 2, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.28B

Top 25% of cohort (national)

Discretionary AUM

$2.17B

Non-discretionary $105.7M

Clients

2,038

2,038 accounts

Employees

Top 25% of cohort in NJ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jan 7, 1999
Principal office: 234 KINDERKAMACK RD, ORADELL, NJ, 07649
Phone: 201-262-1040
Website: HTTPS://WWW.TFGLLC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.28B
Discretionary AUM: $2.17B
Non-discretionary AUM: $105.7M
Discretionary accounts: 1,989
Non-discretionary accounts: 49
Total accounts: 2,038
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	6	$4.5M
High net worth individuals	561	$1.82B
Pension and profit sharing plans	110	$198.4M
Individuals (other than high net worth individuals)	1,361	$254.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C5

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	14	18	increased by4
Apr 1, 2026	Clients	1,964	2,038	increased by74
Apr 1, 2026	AUM	$1,898,214,989	$2,278,123,079	increased by$379,908,090
Apr 1, 2026	Accounts	1,964	2,038	increased by74
May 1, 2025 vs Oct 1, 2022	Employees	11	14	increased by3
May 1, 2025 vs Oct 1, 2022	Disclosures	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	1,535	1,964	increased by429
May 1, 2025 vs Oct 1, 2022	AUM	$1,161,124,984	$1,898,214,989	increased by$737,090,005
May 1, 2025 vs Oct 1, 2022	Accounts	1,535	1,964	increased by429
Apr 1, 2022	Employees	10	11	increased by1
Apr 1, 2022	Clients	1,424	1,535	increased by111
Apr 1, 2022	AUM	$922,269,756	$1,161,124,984	increased by$238,855,228
Apr 1, 2022	Accounts	1,424	1,535	increased by111
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “TRAPHAGEN FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRAPHAGEN FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.