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TRAPHAGEN FINANCIAL GROUP
Legal name: TRAPHAGEN INVESTMENT ADVISORS LLC
CRD 107764File 801-56130
APPROVED
Retail clients
Disclosure events
Filing as of Mar 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.28B
Top 25% of cohort (national)
Discretionary AUM
$2.17B
Non-discretionary $105.7M
Clients
2,038
2,038 accounts
Employees
18
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 7, 1999
- Principal office
- 234 KINDERKAMACK RD, ORADELL, NJ, 07649
- Phone
- 201-262-1040
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.28B
- Discretionary AUM
- $2.17B
- Non-discretionary AUM
- $105.7M
- Discretionary accounts
- 1,989
- Non-discretionary accounts
- 49
- Total accounts
- 2,038
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $4.5M |
| High net worth individuals | 561 | $1.82B |
| Pension and profit sharing plans | 110 | $198.4M |
| Individuals (other than high net worth individuals) | 1,361 | $254.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.