GOLDMAN SACHS ASSET MANAGEMENT, L.P.

CRD 107738File 801-37591

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Sep 25, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.6T

Top 10% of cohort (national)

Discretionary AUM

$2.6T

Non-discretionary $79.17B

Clients

116,096

249,499 accounts

Employees

2,059

Top 10% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Partnership
Firm type: Registered
SEC region: NYRO
Registration date: Oct 25, 1990
Principal office: 200 WEST STREET, NEW YORK, NY, 10282
Phone: 212-902-1000
Website: https://am.gs.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.6T
Discretionary AUM: $2.6T
Non-discretionary AUM: $79.17B
Discretionary accounts: 235,257
Non-discretionary accounts: 14,242
Total accounts: 249,499
AUM per client: $22.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	3,559	$182.91B
Non-U.S. persons	7	$17.94B
Insurance companies	233	$215.32B
Investment companies	204	$777.26B
Charitable organizations	625	$24.69B
Other investment advisers	122	$7.92B
High net worth individuals	33,593	$334.83B
Pooled investment vehicles	5,840	$703.56B
Banking or thrift institutions	Fewer than 5	$1.77B
Business development companies	11	$29.07B
Pension and profit sharing plans	220	$268.98B
State or municipal government entities	7	$4.39B
Individuals (other than high net worth individuals)	71,675	$32.19B

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — ADDITIONAL INFO ON FEES CHARGED BY ADVISOR IN FORM ADV
Performance-based fees
A percentage of assets under your management

Advisory activities

Other
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: Yes
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11
Q11F
Q11A2
Q11C2
Q11C4
Q11C5
Q11D2
Q11D4
Q11D5
Q11E2

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	121,325	116,096	decreased by5,229
Apr 1, 2026	Employees	1,451	2,059	increased by608
Apr 1, 2026	Clients	103,791	121,325	increased by17,534
Apr 1, 2026	AUM	$2,064,742,622,313	$2,648,902,942,827	increased by$584,160,320,514
Apr 1, 2026	Accounts	220,874	249,499	increased by28,625
May 1, 2025 vs Oct 1, 2022	Employees	1,227	1,451	increased by224
May 1, 2025 vs Oct 1, 2022	Clients	27,803	103,791	increased by75,988
May 1, 2025 vs Oct 1, 2022	AUM	$1,548,963,564,024	$2,064,742,622,313	increased by$515,779,058,289
May 1, 2025 vs Oct 1, 2022	Accounts	99,767	220,874	increased by121,107
Apr 1, 2022	Employees	1,281	1,227	decreased by54
Apr 1, 2022	Clients	24,356	27,803	increased by3,447
Apr 1, 2022	AUM	$1,310,354,947,238	$1,548,963,564,024	increased by$238,608,616,786
Apr 1, 2022	Accounts	80,225	99,767	increased by19,542
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GOLDMAN SACHS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOLDMAN SACHS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.