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ROYCE INVESTMENT PARTNERS
Legal name: ROYCE & ASSOCIATES, LP
CRD 107689File 801-8268
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$12.41B
Top 10% of cohort (national)
Discretionary AUM
$12.35B
Non-discretionary $60.9M
Clients
979
979 accounts
Employees
89
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 14, 1971
- Principal office
- ONE MADISON AVENUE, NEW YORK, NY, 10010
- Phone
- 212-508-4500
- Website
- HTTPS://WWW.ROYCEINVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.41B
- Discretionary AUM
- $12.35B
- Non-discretionary AUM
- $60.9M
- Discretionary accounts
- 971
- Non-discretionary accounts
- 8
- Total accounts
- 979
- AUM per client
- $12.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $11.8M |
| Investment companies | 16 | $10.49B |
| Charitable organizations | 4 | $83.9M |
| Other investment advisers | 8 | $60.9M |
| High net worth individuals | 1 | $1.1M |
| Pooled investment vehicles | 11 | $1.59B |
| Individuals (other than high net worth individuals) | 931 | $173.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 95 | 89 | decreased by6 |
| Jan 1, 2026 | Clients | 940 | 979 | increased by39 |
| Jan 1, 2026 | AUM | $12,728,759,787 | $12,408,363,508 | decreased by$320,396,279 |
| Jan 1, 2026 | Accounts | 940 | 979 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 92 | 95 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 269 | 940 | increased by671 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $16,374,266,508 | $12,728,759,787 | decreased by$3,645,506,721 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 269 | 940 | increased by671 |
| Jan 1, 2022 | Employees | 95 | 92 | decreased by3 |
| Jan 1, 2022 | Clients | 206 | 269 | increased by63 |
| Jan 1, 2022 | AUM | $17,738,212,543 | $16,374,266,508 | decreased by$1,363,946,035 |
| Jan 1, 2022 | Accounts | 206 | 269 | increased by63 |
| Jul 1, 2021 | Clients | 30 | 206 | increased by176 |
| Jul 1, 2021 | AUM | $9,193,016,531 | $17,738,212,543 | increased by$8,545,196,012 |
| Jul 1, 2021 | Accounts | 30 | 206 | increased by176 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROYCE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROYCE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.