SMITH AFFILIATED CAPITAL CORP.

Legal name: SMITH AFFILIATED CAPITAL CORP

CRD 107675File 801-17037

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.68B

Top 25% of cohort (national)

Discretionary AUM

$852.5M

Non-discretionary $829.6M

Clients

185

197 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Apr 1, 1982
Principal office: 45 BROADWAY, SUITE 210, NEW YORK, NY, 10006
Phone: 212-644-9440
Website: HTTP://WWW.SMITHCAPITAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.68B
Discretionary AUM: $852.5M
Non-discretionary AUM: $829.6M
Discretionary accounts: 195
Non-discretionary accounts: 2
Total accounts: 197
AUM per client: $9.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	17	$1.04B
Charitable organizations	Fewer than 5	$1.2M
Other investment advisers	81	$44.3M
High net worth individuals	21	$252.0M
Pension and profit sharing plans	6	$73.1M
State or municipal government entities	Fewer than 5	$23.7M
Individuals (other than high net worth individuals)	60	$116.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	195	185
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.