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VICTORIA CAPITAL MANAGEMENT, INC.
CRD 107665File 801-112588
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$305.5M
Below cohort median (national)
Discretionary AUM
$61.2M
Non-discretionary $244.3M
Clients
47
89 accounts
Employees
3
Below cohort median in SC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Mar 7, 2018
- Principal office
- 109 EAST BAY STREET, #1E, CHARLESTON, SC, 29401-2549
- Phone
- 843-342-3044
- Website
- HTTP://WWW.VCM.US.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $305.5M
- Discretionary AUM
- $61.2M
- Non-discretionary AUM
- $244.3M
- Discretionary accounts
- 72
- Non-discretionary accounts
- 17
- Total accounts
- 89
- AUM per client
- $6.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $3.2M |
| Other investment advisers | 8 | $244.3M |
| High net worth individuals | 24 | $42.8M |
| Pension and profit sharing plans | 3 | $12.3M |
| Individuals (other than high net worth individuals) | 11 | $2.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 64 | 47 | decreased by17 |
| Apr 1, 2026 | AUM | $273,079,566 | $305,524,532 | increased by$32,444,966 |
| Apr 1, 2026 | Accounts | 122 | 89 | decreased by33 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 101 | 64 | decreased by37 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $287,281,026 | $273,079,566 | decreased by$14,201,460 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 177 | 122 | decreased by55 |
| Apr 1, 2022 | Employees | 4 | 3 | decreased by1 |
| Apr 1, 2022 | Clients | 125 | 101 | decreased by24 |
| Apr 1, 2022 | AUM | $236,966,502 | $287,281,026 | increased by$50,314,524 |
| Apr 1, 2022 | Accounts | 197 | 177 | decreased by20 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VICTORIA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VICTORIA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.