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PT ASSET MANAGEMENT, LLC
CRD 107619File 801-46031
APPROVED
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$11.35B
Top 10% of cohort (national)
Discretionary AUM
$11.35B
Clients
4
5 accounts
Employees
52
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 11, 1994
- Principal office
- 500 W. MADISON STREET, SUITE 500, CHICAGO, IL, 60661
- Phone
- 312-521-1000
- Website
- HTTP://WWW.PTAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $11.35B
- Discretionary AUM
- $11.35B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 5
- Non-discretionary accounts
- 0
- Total accounts
- 5
- AUM per client
- $2.84B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $9.3M |
| Investment companies | 4 | $11.33B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $9,587,215,582 | $11,345,900,304 | increased by$1,758,684,722 |
| Apr 1, 2026 | Accounts | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 34 | 52 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,804,715,400 | $9,587,215,582 | increased by$1,782,500,182 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5 | 6 | increased by1 |
| Apr 1, 2022 | Employees | 28 | 34 | increased by6 |
| Apr 1, 2022 | Clients | 2 | 3 | increased by1 |
| Apr 1, 2022 | AUM | $5,654,798,479 | $7,804,715,400 | increased by$2,149,916,921 |
| Apr 1, 2022 | Accounts | 4 | 5 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PT ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PT ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.