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AXIA ADVISORY
Legal name: AXIA ADVISORY, LLC
CRD 107571File 801-42110
APPROVED
Retail clients
Filing as of May 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.88B
Top 25% of cohort (national)
Discretionary AUM
$1.03B
Non-discretionary $850.0M
Clients
123
128 accounts
Employees
4
Top 25% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 11, 1992
- Principal office
- 20 E. 91ST ST, STE 202, INDIANAPOLIS, IN, 46240
- Phone
- 317-630-2800
- Website
- HTTP://WWW.AXIAADVISORY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.88B
- Discretionary AUM
- $1.03B
- Non-discretionary AUM
- $850.0M
- Discretionary accounts
- 75
- Non-discretionary accounts
- 53
- Total accounts
- 128
- AUM per client
- $15.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.1M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | $48.7M |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 40 | $174.1M |
| Pooled investment vehicles | 1 | $318.8M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 22 | $1.01B |
| State or municipal government entities | 9 | $312.7M |
| Individuals (other than high net worth individuals) | 51 | $17.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 4 | decreased by2 |
| Apr 1, 2026 | Clients | 193 | 123 | decreased by70 |
| Apr 1, 2026 | AUM | $1,840,634,834 | $1,878,872,773 | increased by$38,237,939 |
| Apr 1, 2026 | Accounts | 193 | 128 | decreased by65 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 156 | 193 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,396,116,650 | $1,840,634,834 | increased by$444,518,184 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 156 | 193 | increased by37 |
| Apr 1, 2022 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2022 | Clients | 154 | 156 | increased by2 |
| Apr 1, 2022 | AUM | $1,255,649,236 | $1,396,116,650 | increased by$140,467,414 |
| Apr 1, 2022 | Accounts | 155 | 156 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AXIA ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AXIA ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.