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CONSTELLATION INVESTMENTS, INC.
CRD 107528File 801-51396
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$31.48B
Top 10% of cohort (national)
Discretionary AUM
$31.48B
Clients
14
15 accounts
Employees
45
Top 10% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 2, 1996
- Principal office
- ONE FINANCIAL WAY, MONTGOMERY, OH, 45242
- Phone
- 513-794-6100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $31.48B
- Discretionary AUM
- $31.48B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 15
- Non-discretionary accounts
- 0
- Total accounts
- 15
- AUM per client
- $2.25B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $4.32B |
| Insurance companies | Fewer than 5 | $14.37B |
| Investment companies | 1 | $12.30B |
| Pooled investment vehicles | 4 | $494.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REIMBURSED EXPENSES AND PAID ACTUAL COSTS
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 22 | 45 | increased by23 |
| Apr 1, 2026 | Clients | 2 | 14 | increased by12 |
| Apr 1, 2026 | AUM | $26,311,127,270 | $31,477,906,332 | increased by$5,166,779,062 |
| Apr 1, 2026 | Accounts | 33 | 15 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 22 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | AUM | $11,582,124,107 | $26,311,127,270 | increased by$14,729,003,163 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 33 | increased by31 |
| Mar 1, 2022 | AUM | $9,713,757,251 | $11,582,124,107 | increased by$1,868,366,856 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CONSTELLATION INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CONSTELLATION INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.