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SYM FINANCIAL ADVISORS
Legal name: SYM FINANCIAL CORPORATION
CRD 107517File 801-23944
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.81B
Top 25% of cohort (national)
Discretionary AUM
$5.14B
Non-discretionary $675.0M
Clients
1,959
6,673 accounts
Employees
84
Top 10% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 15, 1985
- Principal office
- 801 PARK AVE, WINONA LAKE, IN, 46590
- Phone
- 800-888-7968
- Website
- HTTPS://WWW.SYM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.81B
- Discretionary AUM
- $5.14B
- Non-discretionary AUM
- $675.0M
- Discretionary accounts
- 6,626
- Non-discretionary accounts
- 47
- Total accounts
- 6,673
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $56.0M |
| Charitable organizations | 10 | $815.1M |
| High net worth individuals | 848 | $3.39B |
| Pension and profit sharing plans | 128 | $1.14B |
| Individuals (other than high net worth individuals) | 953 | $415.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 74 | 84 | increased by10 |
| Apr 1, 2026 | Clients | 1,801 | 1,959 | increased by158 |
| Apr 1, 2026 | AUM | $4,879,622,399 | $5,813,231,190 | increased by$933,608,791 |
| Apr 1, 2026 | Accounts | 5,993 | 6,673 | increased by680 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 62 | 74 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,325 | 1,801 | increased by476 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,706,905,162 | $4,879,622,399 | increased by$1,172,717,237 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,163 | 5,993 | increased by1,830 |
| Apr 1, 2022 | Employees | 58 | 62 | increased by4 |
| Apr 1, 2022 | Clients | 1,188 | 1,325 | increased by137 |
| Apr 1, 2022 | AUM | $3,121,115,550 | $3,706,905,162 | increased by$585,789,612 |
| Apr 1, 2022 | Accounts | 3,724 | 4,163 | increased by439 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SYM FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SYM FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.