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SYM FINANCIAL ADVISORS
Legal name: SYM FINANCIAL CORPORATION
CRD 107517File 801-23944
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.81B
Top 25% of cohort (national)
Discretionary AUM
$5.14B
Non-discretionary $675.0M
Clients
1,959
6,673 accounts
Employees
84
Top 10% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 15, 1985
- Principal office
- 801 PARK AVE, WINONA LAKE, IN, 46590
- Phone
- 800-888-7968
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.81B
- Discretionary AUM
- $5.14B
- Non-discretionary AUM
- $675.0M
- Discretionary accounts
- 6,626
- Non-discretionary accounts
- 47
- Total accounts
- 6,673
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $56.0M |
| Charitable organizations | 10 | $815.1M |
| High net worth individuals | 848 | $3.39B |
| Pension and profit sharing plans | 128 | $1.14B |
| Individuals (other than high net worth individuals) | 953 | $415.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.