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STEGNER INVESTMENT ASSOCIATES INC
CRD 107480File 801-46803
APPROVED
Retail clients
Custody
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.77B
Top 25% of cohort (national)
Discretionary AUM
$2.20B
Non-discretionary $568.4M
Clients
235
820 accounts
Employees
10
Top 10% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 5, 1994
- Principal office
- 233 BRECKENRIDGE LANE, LOUISVILLE, KY, 40207
- Phone
- 502-895-0122
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.77B
- Discretionary AUM
- $2.20B
- Non-discretionary AUM
- $568.4M
- Discretionary accounts
- 774
- Non-discretionary accounts
- 46
- Total accounts
- 820
- AUM per client
- $11.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.0M |
| Charitable organizations | 19 | $166.9M |
| High net worth individuals | 101 | $571.6M |
| Pension and profit sharing plans | 14 | $1.95B |
| Individuals (other than high net worth individuals) | 101 | $82.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2026 | Clients | 233 | 235 | increased by2 |
| Apr 1, 2026 | AUM | $2,409,913,680 | $2,768,774,437 | increased by$358,860,757 |
| Apr 1, 2026 | Accounts | 794 | 820 | increased by26 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 11 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 238 | 233 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,712,697,257 | $2,409,913,680 | increased by$697,216,423 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 702 | 794 | increased by92 |
| Apr 1, 2022 | Employees | 10 | 12 | increased by2 |
| Apr 1, 2022 | Clients | 172 | 238 | increased by66 |
| Apr 1, 2022 | AUM | $1,461,882,489 | $1,712,697,257 | increased by$250,814,768 |
| Apr 1, 2022 | Accounts | 172 | 702 | increased by530 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STEGNER INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STEGNER INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.