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STEGNER INVESTMENT ASSOCIATES INC
CRD 107480File 801-46803
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.77B
Top 25% of cohort (national)
Discretionary AUM
$2.20B
Non-discretionary $568.4M
Clients
235
820 accounts
Employees
10
Top 10% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 5, 1994
- Principal office
- 233 BRECKENRIDGE LANE, LOUISVILLE, KY, 40207
- Phone
- 502-895-0122
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.77B
- Discretionary AUM
- $2.20B
- Non-discretionary AUM
- $568.4M
- Discretionary accounts
- 774
- Non-discretionary accounts
- 46
- Total accounts
- 820
- AUM per client
- $11.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.0M |
| Charitable organizations | 19 | $166.9M |
| High net worth individuals | 101 | $571.6M |
| Pension and profit sharing plans | 14 | $1.95B |
| Individuals (other than high net worth individuals) | 101 | $82.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.