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SOUND INVESTMENT MANAGEMENT INC
CRD 107438File 801-46570
APPROVED
Retail clients
Filing as of Apr 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$255.5M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $255.5M
Clients
140
140 accounts
Employees
4
Below cohort median in OR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 26, 1994
- Principal office
- 8215 TUALATIN SHERWOOD ROAD, SUITE 200, TUALATIN, OR, 97062
- Phone
- 503-691-7030
- Website
- HTTPS://WWW.SIMIUSA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $255.5M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $255.5M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 140
- Total accounts
- 140
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | Not reported |
| High net worth individuals | 42 | $152.5M |
| Individuals (other than high net worth individuals) | 98 | $103.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.