UNITED ASSET STRATEGIES INC.

CRD 107434File 801-41464

APPROVED

Retail clients

Custody

Filing as of Jul 9, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.22B

Top 25% of cohort (national)

Discretionary AUM

$2.05B

Non-discretionary $171.9M

Clients

1,673

4,208 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Jun 9, 1992
Principal office: 377 OAK STREET, SUITE 403, GARDEN CITY, NY, 11530
Phone: 516-222-0021
Website: HTTP://WWW.UNITEDASSET.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.22B
Discretionary AUM: $2.05B
Non-discretionary AUM: $171.9M
Discretionary accounts: 3,631
Non-discretionary accounts: 577
Total accounts: 4,208
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	23	$26.6M
Charitable organizations	2	$12.4M
High net worth individuals	503	$1.67B
Pension and profit sharing plans	71	$143.2M
Individuals (other than high net worth individuals)	1,074	$368.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.